Rosecliff Capital Advisory LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 305951
- Registered since
- January 11, 2021
- Website
- rosecliff.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI97.62%
- Individuals2.38%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Rosecliff Capital Advisory LLC is a small, SEC-registered RIA focused on portfolio management for individuals and small businesses. The firm is structured as an LLC, is owner-operated, and has been SEC-registered since 2021. Clients are billed on a percentage-of-AUM basis. Rosecliff does not market itself as an ESG investor, is not a multi-state adviser, and does not identify as a capital allocator or pension consultant. It lists involvement as an investment adviser and sponsor and as a general partner/managing member of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities100%
Contacts
3 of 3
Michael Caso
Managing PartnerCRD 5952201
Joseph Barbati
Compliance AssociateCRD 8116340
Kevin Taylor
Investment Adviser RepresentativeCRD 4998511
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 767 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
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