GLOBAL LISTING ACCELERATOR
Firm details
- Headquarters
- New York, New York
- CRD number
- 327603
- Registered since
- September 7, 2023
- Fee structure
- Percentage of AUM, Commissions
- Client types
- Corporations / Businesses59.26%
- Investment Companies40.74%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Global Listing Accelerator is a small, institutional-focused wealth and capital markets firm that combines advisory services with broker-dealer capabilities. Organized as a limited liability company and SEC-registered in 2023, the firm is owned by an individual and operates as both a registered representative of a broker-dealer and an adviser offering portfolio management and financial planning. Its advisory scope includes portfolio management for individuals, small businesses and institutional clients, and it runs educational seminars and workshops. Investment activity skews toward liquid public markets—exchange-traded equities and ETFs—supplemented by allocations to mutual funds and corporate debt for core exposure and income. The firm does allocate to third-party alternative managers across private equity, real estate, commodities and oil & gas, using outside managers rather than acting as a primary capital allocator. Global Listing Accelerator is not an active ESG investor and is not structured as a multi-state adviser. Fee arrangements reflect the hybrid model: a percentage-of-AUM fee schedule alongside commissionable business, which aligns with its broker-dealer registration and ability to place commissionable products.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities18%
- Derivatives11%
- Non-Exchange Traded Equities10%
- Cash & Cash Equivalents10%
- US Government Bonds9%
Contacts
1 of 1LEI GAO
CCOCRD 7787885
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 15 W 38th St
- Time zone
- ET (UTC-5)
- Office locations
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