GLOBAL LISTING ACCELERATOR

RIASEC RegisteredEst. 2023
Total AUM
$27M
Discretionary
$11M
41% of AUM
Avg account
$5.4M
Accounts
5
Employees
6
Advisory reps
1

Firm details

Headquarters
New York, New York
CRD number
327603
Registered since
September 7, 2023
Fee structure
Percentage of AUM, Commissions
Client types
  • Corporations / Businesses59.26%
  • Investment Companies40.74%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Global Listing Accelerator is a small, institutional-focused wealth and capital markets firm that combines advisory services with broker-dealer capabilities. Organized as a limited liability company and SEC-registered in 2023, the firm is owned by an individual and operates as both a registered representative of a broker-dealer and an adviser offering portfolio management and financial planning. Its advisory scope includes portfolio management for individuals, small businesses and institutional clients, and it runs educational seminars and workshops. Investment activity skews toward liquid public markets—exchange-traded equities and ETFs—supplemented by allocations to mutual funds and corporate debt for core exposure and income. The firm does allocate to third-party alternative managers across private equity, real estate, commodities and oil & gas, using outside managers rather than acting as a primary capital allocator. Global Listing Accelerator is not an active ESG investor and is not structured as a multi-state adviser. Fee arrangements reflect the hybrid model: a percentage-of-AUM fee schedule alongside commissionable business, which aligns with its broker-dealer registration and ability to place commissionable products.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 18%, Derivatives 11%, Non-Exchange Traded Equities 10%, Cash & Cash Equivalents 10%, US Government Bonds 9%, Sovereign Bonds 8%, Investment Grade Corp Bonds 8%, Non-Investment Grade Corp Bonds 8%, Public Funds/Mutual Funds 8%, Private Funds 8%, State & Local Bonds 2%18%
  • Exchange Traded Equities18%
  • Derivatives11%
  • Non-Exchange Traded Equities10%
  • Cash & Cash Equivalents10%
  • US Government Bonds9%

Contacts

1 of 1
  • LEI GAO

    CCOCRD 7787885

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
15 W 38th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth