Global Listing Accelerator

RIASEC Registered
Total AUM
$27M
Discretionary
$11M
41% of AUM
Avg account
$5.4M
Accounts
5
Employees
6
Advisory reps
1

Firm details

Headquarters
New York, New York
CRD number
327603
Registered since
September 7, 2023
Fee structure
Percentage of AUM, Commissions
Client types
  • Corporations / Businesses59.26%
  • Investment Companies40.74%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Global Listing Accelerator is a limited liability company registered with the SEC in 2023 and owned by an individual. The firm serves an institutional client base while also providing advisory services to individuals, small businesses, and institutions. It operates as a broker-dealer and as a registered representative of a broker-dealer, generating fees both as a percentage of AUM and via commissions. Advisory offerings include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and educational seminars and workshops. The firm is not identified as an active ESG investor, is not a multi-state adviser, and is not classified as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 18%, Derivatives 11%, Non-Exchange Traded Equities 10%, Cash & Cash Equivalents 10%, US Government Bonds 9%, Sovereign Bonds 8%, Investment Grade Corp Bonds 8%, Non-Investment Grade Corp Bonds 8%, Public Funds/Mutual Funds 8%, Private Funds 8%, State & Local Bonds 2%18%
  • Exchange Traded Equities18%
  • Derivatives11%
  • Non-Exchange Traded Equities10%
  • Cash & Cash Equivalents10%
  • US Government Bonds9%

Contacts

1 of 1
  • Lei Gao

    CCOCRD 7787885

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
15 W 38th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth