Rosasharn Investment Management, LLC

RIASEC Registered
Total AUM
$1.8M
Discretionary
$1.8M
100% of AUM
Avg account
$300K
Accounts
6
Employees
1
Advisory reps
2

Firm details

Headquarters
,
CRD number
173541
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Rosasharn Investment Management, LLC is a limited liability company focused on providing portfolio management services primarily for individual and family clients. The firm operates with a fee structure that includes a percentage of assets under management and performance-based fees. While it does not actively engage in ESG investing, it has carved out a niche in managing portfolios for small businesses and individuals. The firm is not classified as a capital allocator and does not have affiliations with any related advisers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Cash & Cash Equivalents 20%80%
  • Exchange Traded Equities80%
  • Cash & Cash Equivalents20%

Owners & executives

1 of 1
  • Jason Kim

    Chief Investment OfficerCRD 6408615

Contacts

1 of 1
  • Linda Qu

    Non-Managing MemberCRD 6408631

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth