Obex Investments LLC

RIASEC Registered
Total AUM
$1.5M
Discretionary
$1.5M
100% of AUM
Avg account
$750K
Accounts
2
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
118461
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI66.67%
  • Corporations / Businesses33.33%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Obex Investments LLC is a small, privately held limited liability company that provides portfolio management for individual and family clients as well as for businesses and institutional accounts. The firm charges both a percentage of assets under management and performance-based fees. It reports a broker-dealer affiliation and operates as a domestic entity with individual ownership. Obex does not identify itself as an active ESG investor and is not registered as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

2 of 2
  • Randall Katzenstein

    Randall Katzenstein

    President, CEOCRD 1209829

  • Alice Rooney

    Chief Operating Officer & Chief Compliance OfficerCRD 1910469

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth