RONALD J. RICH FINANCIAL ADVISING

RIASEC Registered
Total AUM
$9.8M
Discretionary
$9.8M
100% of AUM
Avg account
$407K
Accounts
24
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
132696
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI57.15%
  • Individuals42.85%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Ronald J. Rich Financial Advising is an independent, individual-owned registered investment advisory operating as a limited liability company. The firm serves primarily individual and family clients and provides fee-based planning and investment services. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, and pension consulting. Compensation is flexible and includes a percentage-of-assets model alongside hourly and fixed-fee arrangements. The firm is not positioned as a capital allocator or multi-state adviser and does not identify as an active ESG investor. It is organized to deliver one-on-one wealth management rather than institutional or large-scale advisory mandates.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 40%, Exchange Traded Equities 20%, Public Funds/Mutual Funds 20%, Cash & Cash Equivalents 20%40%
  • Investment Grade Corp Bonds40%
  • Exchange Traded Equities20%
  • Public Funds/Mutual Funds20%
  • Cash & Cash Equivalents20%

Contacts

1 of 1
  • RONALD RICH

    Managing MemberCRD 4851938

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth