ROI Financial

RIASEC Registered

Total AUM

$264M

Discretionary

$257M

97% of AUM

Avg account

$174K

Accounts

1,518

Employees

Advisory reps

Firm details

Headquarters: Beaverton, Oregon
CRD number: 160100
Registered since: July 29, 2021
Website: roi-fa.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI77.88%
Individuals19.28%
Pension & Profit Sharing Plans2.84%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

ROI Financial is an independent, individually owned RIA that registered with the SEC in 2021. The firm serves both individual/family and institutional clients and combines financial planning with portfolio management for individuals, small businesses and institutions; pension consulting is listed among its advisory services. Its fee mix includes asset-based fees alongside hourly and fixed-fee arrangements, which suggests flexibility for clients with differing needs and engagement types. The firm does not identify as an active ESG investor and is not set up as a capital allocator; instead it relies on third‑party managers for alternative exposure. ROI Financial reports an industry affiliation with accountants, which may reflect a close tax or reporting coordination for client work.