Defined Wealth Management, LLC

RIASEC RegisteredEst. 2020
Total AUM
$254M
Discretionary
$253M
99% of AUM
Avg account
$456K
Accounts
557
Employees
4
Advisory reps
4

Firm details

Headquarters
Beaverton, Oregon
CRD number
306779
Registered since
January 3, 2020
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI71.69%
  • Corporations / Businesses14.52%
  • Individuals13.24%
  • Pension & Profit Sharing Plans0.54%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Defined Wealth Management, LLC is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2020. The firm is owned by an individual and serves both individual/family and institutional clients, delivering financial planning and discretionary portfolio management for individuals, small businesses, and larger institutions. Fee arrangements include asset-based fees and fixed-fee engagements. The firm reports no active ESG investing program and does not position itself as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Public Funds/Mutual Funds 10%, Cash & Cash Equivalents 7%, US Government Bonds 5%, State & Local Bonds 1%77%
  • Exchange Traded Equities77%
  • Public Funds/Mutual Funds10%
  • Cash & Cash Equivalents7%
  • US Government Bonds5%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • Matthew Swendiman

    Matthew Swendiman

    Chief Executive OfficerCRD 2849367

Contacts

3 of 3
  • Christopher Hatfield

    Christopher Hatfield

    Managing PartnerCRD 5733146

  • Joseph Opsahl

    Joseph Opsahl

    Managing PartnerCRD 1257252

  • Alix Demartino

    Alix Demartino

    Director of Financial PlanningCRD 6106527

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 54

Active vs passive

$159M in ETFs

Passive

80%

$127M

Active

18%

$32.1M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$10.6M15,3716.62%

Location

Primary office

Beaverton, OR

Washington

Location

Beaverton, OR

Headquartered in Beaverton, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.

Metro area
Portland-Vancouver-Salem, OR-WA
Region
West
County
Washington
Address
8625 Sw Cascade Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth