Rockwealth Financial LLC
Firm details
- Headquarters
- Irvine, California
- CRD number
- 329798
- Website
- rockwealthfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., JACKSON NATIONAL LIFE DISTRIBUTORS LLC
- Fee structure
- Fixed Fees
- Client types
- HNWI100%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Rockwealth Financial LLC is a California-based limited liability company that provides financial planning and portfolio management for individuals and small businesses. The firm operates on a fixed-fee basis and is owned by an individual practitioner. Its regulatory filing classifies it as an unclassified advisor and indicates it is state-registered in California. Rockwealth does not identify as an ESG investor, does not serve as a capital allocator, and the adviser is not set up as a multi-state or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities53%
- Public Funds/Mutual Funds34%
- US Government Bonds9%
- Cash & Cash Equivalents3%
- Investment Grade Corp Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Irvine, CA
Orange
Location
Irvine, CA
Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 19200 Von Karman Ave
- Time zone
- PT (UTC-8)
- Office locations
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