ROCKINGSTONE ADVISORS
Firm details
- Headquarters
- GREAT BARRINGTON, Massachusetts
- CRD number
- 149592
- Registered since
- March 5, 2013
- Website
- www.rockingstoneadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI99.25%
- Individuals0.75%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Rockingstone Advisors is an SEC-registered LLC that has been operating since 2013 and is owned by an individual. The firm manages wealth for individuals and families on a percentage-of-AUM fee basis and identifies itself as a capital allocator. Its advisory services include portfolio management for individuals/small businesses, portfolio management for businesses or institutions, and the selection of other advisers. The firm is not classified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities74%
- Private Funds9%
- Investment Grade Corp Bonds5%
- Non-Exchange Traded Equities4%
- Cash & Cash Equivalents4%
Owners & executives
1 of 1ERIC KATZMAN
Founding Partner & Co-Chief Investment OfficerCRD 2300355
Contacts
2 of 2MARGARET SAKAKEENY
MemberCRD 5643079
BRANDT SAKAKEENY
Investment Advisor RepresentativeCRD 1709197
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 91Active vs passive
$134M in ETFs
87%
$117M
10%
$16.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN ULTRA-SHORT INCOME ETF (JPST) | JP Morgan | Active | Ultrashort Bond | $8.9M | 176,552 | 6.66% |
Location
GREAT BARRINGTON, MA
BERKSHIRE
Location
GREAT BARRINGTON, MA
Headquartered in GREAT BARRINGTON, MA, in the Northeast of the United States.
- Region
- Northeast
- County
- BERKSHIRE
- Address
- 292 Main St
- Time zone
- ET (UTC-5)
- Office locations
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