TSW WEALTH MANAGEMENT

RIASEC RegisteredEst. 2019
Total AUM
$279M
Discretionary
$279M
100% of AUM
Avg account
$657K
Accounts
425
Employees
5
Advisory reps
2

Firm details

Headquarters
FRAMINGHAM, Massachusetts
CRD number
125209
Registered since
May 24, 2019
Custodians
CHARLES SCHWAB & CO., INC., INVESTMENT DISTRIBUTORS, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI88.94%
  • Individuals11.05%
  • Charitable Organizations0.02%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

TSW Wealth Management is an independent, privately owned registered investment adviser that serves individuals and families. The firm, which registered with the SEC in 2019, provides financial planning and portfolio management for individual and small business clients. Its billing mixes an asset‑based fee with hourly and fixed-fee engagements. TSW describes itself as an active ESG investor and does not operate as a capital allocator or related adviser; instead it uses third‑party managers and pooled vehicles where appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 84%, Other 12%, Cash & Cash Equivalents 3%, US Government Bonds 1%84%
  • Public Funds/Mutual Funds84%
  • Other12%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%

Contacts

2 of 2
  • TERRY WELLS

    Managing PrincipalCRD 2147013

  • SARAH WELLS

    PrincipalCRD 5351896

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 57

Active vs passive

$25.1M in ETFs

Passive

90%

$22.6M

Active

7%

$2.5M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD GROWTH INDEX FUND (VUG)VanguardPassiveLarge Growth$2.8M6,39811.13%

Location

Primary office

FRAMINGHAM, MA

MIDDLESEX

Location

FRAMINGHAM, MA

Headquartered in FRAMINGHAM, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
MIDDLESEX
Address
205 Newbury St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth