TSW Wealth Management
Firm details
- Headquarters
- Framingham, Massachusetts
- CRD number
- 125209
- Registered since
- May 24, 2019
- Website
- tswmanagement.com
- Custodians
- CHARLES SCHWAB & CO., INC., INVESTMENT DISTRIBUTORS, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI88.94%
- Individuals11.05%
- Charitable Organizations0.02%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
TSW Wealth Management is an independent, SEC-registered investment advisory firm formed in 2019 and owned by an individual. The firm serves individuals and families, offering financial planning and discretionary portfolio management geared toward personal and small-business clients. Its fee model includes asset-based fees plus the option for hourly or fixed-fee engagements. TSW identifies as an active ESG investor and is not structured as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Other12%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Contacts
2 of 2
Terry Wells
Managing PrincipalCRD 2147013
Sarah Wells
PrincipalCRD 5351896
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 47Active vs passive
$13.9M in ETFs
90%
$12.5M
7%
$1.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG) | State Street | Passive | Large Growth | $1.4M | 11,977 | 10.26% |
Location
Framingham, MA
Middlesex
Location
Framingham, MA
Headquartered in Framingham, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Middlesex
- Address
- 205 Newbury St
- Time zone
- ET (UTC-5)
- Office locations
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