Rockford Tower Asset Management, L.L.C.

RIASEC RegisteredEst. 2026
Total AUM
Avg account
$0
Accounts
0
Employees
247
Advisory reps
0

Firm details

Headquarters
New York, New York
CRD number
342499
Registered since
May 29, 2026
Fee structure
Percentage of AUM

Firm profile

FINTRX

Overview

Rockford Tower Asset Management, L.L.C. is an SEC-registered limited liability company (registration year 2026) that operates on a percentage-of-AUM fee model. The firm is identified as a related adviser and is classified as “Unclassified” in the source dataset. It does not self-identify as an ESG-focused manager, does not report multi-state advisory activity, and is not a capital allocator per the available information. The firm lists several industry roles beyond a standard investment adviser: Other Investment Adviser, CPO or CTA, and Sponsor/GP/Managing Member of pooled investment vehicles. Those designations point to involvement in running pooled funds and potentially commodity or managed‑futures style programs alongside more traditional advisory services.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
299 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth