Rockford Tower Asset Management, L.L.C.

RIASEC RegisteredEst. 2026
Total AUM
Avg account
$0
Accounts
0
Employees
247
Advisory reps
0

Firm details

Headquarters
New York, New York
CRD number
342499
Registered since
May 29, 2026
Fee structure
Percentage of AUM

Firm profile

FINTRX

Overview

Rockford Tower Asset Management, L.L.C. is organized as a limited liability company and operates as an institutional registered investment adviser. The firm is SEC-registered (2026) and charges clients on a percentage-of-assets-under-management basis. It is identified as a related adviser and does not present itself as a capital allocator; it is not flagged as an active ESG investor, a multistate adviser, a newly formed adviser, or a pension consultant. Regulatory and industry affiliations reported for the firm include registration or roles as an Other Investment Adviser, as a CPO/CTA, and as a sponsor, general partner, or managing member of pooled investment vehicles. Those affiliations indicate the firm combines traditional advisory activity with roles in operating and sponsoring pooled funds and commodity/derivatives-related structures.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
299 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth