Rockbridge Investment Management, LLC
Firm details
- Headquarters
- Syracuse, New York
- CRD number
- 115754
- Registered since
- October 18, 2001
- Website
- rockbridgeinvest.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI55.93%
- Individuals17.78%
- Corporations / Businesses12.15%
- Charitable Organizations9.83%
- Pension & Profit Sharing Plans4.32%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Rockbridge Investment Management, LLC is an independent, SEC-registered RIA founded in 2001 that serves both individual/family and institutional clients. The firm offers financial planning and portfolio management for individuals, small businesses, and institutions, and charges for advice using a mix of asset-based fees, hourly billing, and fixed fees. Its public profile notes an industry mention as a Top RIA Firms pick by FA Magazine in 2020. Rockbridge does not present itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities46%
- Public Funds/Mutual Funds23%
- US Government Bonds22%
- Investment Grade Corp Bonds6%
- Cash & Cash Equivalents2%
Owners & executives
3 of 3
Patrick Rohe
Chief Executive OfficerCRD 5556468
Robert Ryan
Principal and Chief Investment OfficerCRD 4363043
Nicholas Stancato
Chief Operating OfficerCRD 7243320
Contacts
3 of 8
Adam Underwood
Financial PlannerCRD 6975948
Zachary DeBottis
Financial AdvisorCRD 7371344
Claire Ariglio
Investment Advisory RepresentativeCRD 6403263
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 113Active vs passive
$1.4B in ETFs
68%
$925M
23%
$437M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US AGGREGATE BOND ETF (SCHZ) | Schwab | Passive | Intermediate Core Bond | $241M | 10,420,258 | 17.69% |
Location
Syracuse, NY
Onondaga
Location
Syracuse, NY
Headquartered in Syracuse, NY, anchoring the Syracuse-Auburn, NY metro in the Northeast.
- Metro area
- Syracuse-Auburn, NY
- Region
- Northeast
- County
- Onondaga
- Address
- 220 S Warren St
- Time zone
- ET (UTC-5)
- Office locations
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