ROCKBRIDGE INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 2001
Total AUM
$1.8B
Discretionary
$1.8B
97% of AUM
Avg account
$445K
Accounts
4,133
Employees
18
Advisory reps
13

Firm details

Headquarters
SYRACUSE, New York
CRD number
115754
Registered since
October 18, 2001
Website
rockbridgeinvest.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI55.93%
  • Individuals17.78%
  • Corporations / Businesses12.15%
  • Charitable Organizations9.83%
  • Pension & Profit Sharing Plans4.32%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Rockbridge Investment Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2001. The firm serves both individual and family clients as well as institutional and business clients, offering financial planning and portfolio management for individuals, small businesses, and institutions. Compensation mixes include percentage-of-AUM fees alongside hourly and fixed-fee arrangements. Rockbridge is not positioned as a capital allocator and does not describe itself as an active ESG investor. The firm appeared on FA Magazine’s Top RIA Firms list in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 43%, Public Funds/Mutual Funds 28%, US Government Bonds 16%, Investment Grade Corp Bonds 9%, State & Local Bonds 2%, Cash & Cash Equivalents 2%43%
  • Exchange Traded Equities43%
  • Public Funds/Mutual Funds28%
  • US Government Bonds16%
  • Investment Grade Corp Bonds9%
  • State & Local Bonds2%

Owners & executives

3 of 3

  • PATRICK ROHE

    Chief Executive OfficerCRD 5556468

  • ROBERT RYAN

    Principal and Chief Investment OfficerCRD 4363043

  • Nicholas Stancato

    Chief Operating OfficerCRD 7243320

Contacts

3 of 10

  • ADAM UNDERWOOD

    Financial PlannerCRD 6975948

  • Zachary DeBottis

    Financial AdvisorCRD 7371344

  • PATRICIA EDWARDS

    Client Relations ManagerCRD 2270603

Unlock 7 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 110

Active vs passive

$1.2B in ETFs

Passive

69%

$854M

Active

22%

$376M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US AGGREGATE BOND ETF (SCHZ)SchwabPassiveIntermediate Core Bond$225M9,693,59718.30%
Unlock additional holdings →

Location

Primary office

SYRACUSE, NY

ONONDAGA

Location

SYRACUSE, NY

Headquartered in SYRACUSE, NY, anchoring the Syracuse-Auburn, NY metro in the Northeast.

Metro area
Syracuse-Auburn, NY
Region
Northeast
County
ONONDAGA
Address
220 S Warren St
Time zone
ET (UTC-5)
Office locations

Similar firms

REAGAN COMPANIES ASSET MANAGEMENT, INC

RIA

SYRACUSE, NY

AUM $1.2BTEAM 8REPS 5

J.W.BURNS & COMPANY, INC.

RIA

SYRACUSE, NY

AUM $1BTEAM 8REPS 5

PASSIVE CAPITAL MANAGEMENT, LLC

RIA

SYRACUSE, NY

AUM $997MTEAM 8REPS 12

LIPE & DALTON INVESTMENT COUNSEL

RIA

SYRACUSE, NY

AUM $780MTEAM 2REPS 2

RIALTO WEALTH MANAGEMENT

RIA

SYRACUSE, NY

AUM $626MTEAM 7REPS 8

HAZARD & SIEGEL ADVISORY SERVICES LLC

RIA

SYRACUSE, NY

AUM $450MTEAM 24REPS 28
More RIAs in SYRACUSE →All New York RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth