HAZARD & SIEGEL ADVISORY SERVICES LLC

Overview

Hazard & Siegel Advisory Services LLC is an SEC-registered, individually owned advisory and insurance broker-dealer that has been operating since 2009. The firm works with both individuals/families and institutional clients, offering a mix of advisory and insurance brokerage services. Core advisory activities include financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of outside advisers. The firm functions as a capital allocator and combines fee-based services (percentage of AUM, hourly and fixed fees) with insurance and brokerage products. A notable characteristic of the business is its non-discretionary posture: the firm reports its entire asset base as non-discretionary, which implies clients retain primary trading authority and the firm typically acts in an advisory or execution role rather than as a discretionary portfolio manager. The firm is not an active ESG investor and is classified as an insurance broker-dealer, which helps explain a meaningful allocation to insurance products and annuities in client solutions.

Assets & Accounts

Public Holdings

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Location & Offices