OMC Financial Services Ltd
Firm details
- Headquarters
- Syracuse, New York
- CRD number
- 110528
- Registered since
- April 23, 1987
- Website
- www.omcfinance.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI78.5%
- Individuals21.5%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
OMC Financial Services Ltd. is an independent, SEC-registered registered investment adviser that has operated since 1987 and is owned by an individual. The firm focuses on portfolio management for individuals and small businesses and serves a client base made up primarily of individual and family relationships. Its fee model combines a percentage of assets under management with hourly charges. OMC is not a multi-state adviser or a pension consultant, and it does not identify as an active ESG investor. The firm's stated advisory activity centers on discretionary portfolio management rather than institutional or wholesale capital allocation. That orientation aligns with a client mix concentrated on private individuals and families rather than institutional mandates.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- Public Funds/Mutual Funds20%
- US Government Bonds2%
- Cash & Cash Equivalents1%
Contacts
3 of 4
Cynthia Scott
PresidentCRD 734770
Brian Jennings
Associate AdvisorCRD 7689738
James Cullen
CCOCRD 5111669
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 8Active vs passive
$28.2M in ETFs
100%
$28.1M
0%
$84.5K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $12.8M | 34,700 | 45.38% |
Location
Syracuse, NY
Onondaga
Location
Syracuse, NY
Headquartered in Syracuse, NY, anchoring the Syracuse-Auburn, NY metro in the Northeast.
- Metro area
- Syracuse-Auburn, NY
- Region
- Northeast
- County
- Onondaga
- Address
- 5789 Widewaters Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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