OMC Financial Services Ltd

RIASEC Registered

Total AUM

$328M

Discretionary

$328M

100% of AUM

Avg account

$489K

Accounts

672

Employees

7

Advisory reps

4

Firm details

Headquarters: Syracuse, New York
CRD number: 110528
Registered since: April 23, 1987
Website: www.omcfinance.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI78.5%
Individuals21.5%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

OMC Financial Services Ltd is an independent, individually owned registered investment adviser. The firm is SEC-registered (first registered in 1987) and focuses on portfolio management for individuals and small businesses. Its client base is primarily individual and family households, and its fees are charged as a percentage of assets under management and on an hourly basis. The firm is not presented as a capital allocator and is not flagged as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities77%
Public Funds/Mutual Funds20%
US Government Bonds2%
Cash & Cash Equivalents1%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 1

Active vs passive

$5.2M in ETFs

Passive

100%

$5.2M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR GOLD TRUST (GLD)	State Street	Passive	Commodities Focused	$5.2M	13,657	100.00%

Primary office

Syracuse, NY

Onondaga

Location

Syracuse, NY

Headquartered in Syracuse, NY, anchoring the Syracuse-Auburn, NY metro in the Northeast.

Metro area: Syracuse-Auburn, NY
Region: Northeast
County: Onondaga
Address: 5789 Widewaters Pkwy
Time zone: ET (UTC-5)
Office locations

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