OMC Financial Services Ltd
Firm details
- Headquarters
- Syracuse, New York
- CRD number
- 110528
- Registered since
- April 23, 1987
- Website
- www.omcfinance.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI78.5%
- Individuals21.5%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
OMC Financial Services Ltd is a small, independently owned advisory firm that has been SEC-registered since 1987 and focuses on portfolio management for individual and family clients and small businesses. The firm charges fees based on a percentage of assets under management and also offers hourly billing. According to its filings, OMC does not present itself as an ESG investor and is not registered as a multi-state adviser; its practice appears concentrated on a defined client base of individuals and families rather than institutional mandates.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- Public Funds/Mutual Funds20%
- US Government Bonds2%
- Cash & Cash Equivalents1%
Contacts
3 of 4
Cynthia Scott
PresidentCRD 734770
Brian Jennings
Associate AdvisorCRD 7689738
James Cullen
CCOCRD 5111669
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 9Active vs passive
$30.1M in ETFs
100%
$30.1M
0%
$90.4K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $15M | 34,804 | 49.68% |
Location
Syracuse, NY
Onondaga
Location
Syracuse, NY
Headquartered in Syracuse, NY, anchoring the Syracuse-Auburn, NY metro in the Northeast.
- Metro area
- Syracuse-Auburn, NY
- Region
- Northeast
- County
- Onondaga
- Address
- 5789 Widewaters Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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