Rock Harbor Capital LLC

RIASEC Registered

Total AUM

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Avg account

Accounts

Employees

Advisory reps

Firm details

Headquarters: Birmingham, Michigan
CRD number: 327728
Fee structure: Fixed Fees

Firm profile

FINTRX

Overview

Rock Harbor Capital LLC is organized as a limited liability company and is classified in FINTRX as an institutional registered investment adviser. Ownership is listed as an individual owner. The firm reports a fixed-fee billing model and is not flagged as an active ESG investor. FINTRX indicates it is not a multi-state adviser, not newly formed, and does not operate as a pension consultant or related adviser. Although FINTRX marks the firm as not being a capital allocator, the firm maintains affiliations with the broker-dealer and insurance industries, which may inform distribution or referral relationships and product access.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2

Scott Lindsay
Chief Operations OfficerCRD 4959213
Sean Ritchlin
Founder & Chief Exceutive OfficerCRD 4597922

Contacts

3 of 4

Jason Johns
Registered RepresentativeCRD 5598644
Thomas Daniel
Regional Vice PresidentCRD 6515426
Charles Proctor
Investment Adviser Representative, Registered RepresentativeCRD 7423400