Rock Harbor Capital LLC

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
4
Advisory reps
5

Firm details

Headquarters
Birmingham, Michigan
CRD number
327728
Fee structure
Fixed Fees

Firm profile

FINTRX

Overview

Rock Harbor Capital LLC is organized as a limited liability company and is classified in the FINTRX record as an institutional registered investment adviser with individual ownership. The firm operates on a fixed‑fee basis and does not identify as an active ESG investor. FINTRX indicates it is not a multi‑state adviser, not a pension consultant, not a related adviser, and is not set up as a capital allocator. Industry affiliations include relationships with a broker‑dealer and an insurance company, suggesting access to brokerage and insurance product channels alongside its advisory work.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Sean Ritchlin

    Sean Ritchlin

    Founder & Chief Exceutive OfficerCRD 4597922

  • Scott Lindsay

    Scott Lindsay

    Chief Operations OfficerCRD 4959213

Contacts

3 of 3
  • Charles Proctor

    Charles Proctor

    Investment Adviser Representative, Registered RepresentativeCRD 7423400

  • Thomas Daniel

    Thomas Daniel

    Regional Vice PresidentCRD 6515426

  • Louisa Ritchlin

    MemberCRD 7794828

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Birmingham, MI

Oakland

Location

Birmingham, MI

Headquartered in Birmingham, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
Oakland
Address
390 Park St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth