Q3 ASSET MANAGEMENT CORPORATION

RIASEC RegisteredEst. 2013
Total AUM
$795M
Discretionary
$795M
100% of AUM
Avg account
$272K
Accounts
2,926
Employees
12
Advisory reps
9

Firm details

Headquarters
Birmingham, Michigan
CRD number
137839
Registered since
January 2, 2013
Custodians
AXOS CLEARING LLC
Fee structure
Percentage of AUM, Hourly Charges, Subscription Fees, Performance Based Fees
Client types
  • Investment Companies44.55%
  • Individuals40.23%
  • HNWI8.74%
  • Pension & Profit Sharing Plans6.48%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPublication of PeriodicalsMarket Timing Services

Firm profile

FINTRX

Overview

Q3 Asset Management Corporation is an independent registered investment adviser that first registered with the SEC in 2013 and is organized as a corporation owned by an individual. Its client mix includes both individuals and families as well as institutional accounts. The firm charges a variety of fee types—percentage of AUM, hourly fees, subscription fees and performance-based fees—and provides financial planning and portfolio management across individuals, small businesses, institutions and investment companies. Additional activities listed include publication of periodicals or newsletters and market timing services. Q3 reports being an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Exchange Traded Equities 5%, Cash & Cash Equivalents 3%92%
  • Public Funds/Mutual Funds92%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • BRADFORD GIAIMO

    Chief Executive OfficerCRD 3069945

Contacts

3 of 8
  • Joseph Olekszyk

    Director of Wealth StrategiesCRD 5162346

  • MARY JONES

    Registered RepresentativeCRD 5402465

  • Ethan Pinto

    Internal WholesalerCRD 7773518

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 51

Active vs passive

$142M in ETFs

Passive

60%

$85.4M

Active

20%

$56.9M

ETFProviderStyleCategoryValueShares% of portfolio
Q3 ALL-SEASON TACTICAL ADVANTAGE ETF (QTAC)$22.8M993,15616.04%

Location

Primary office

Birmingham, MI

OAKLAND

Location

Birmingham, MI

Headquartered in Birmingham, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
OAKLAND
Address
2175 Cole St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth