Rochester Wealth Strategies, LLC
Firm details
- Headquarters
- Rochester, Michigan
- CRD number
- 299150
- Registered since
- September 16, 2024
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI78.03%
- Individuals21.91%
- Charitable Organizations0.06%
- Services
- Portfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Rochester Wealth Strategies, LLC is an SEC-registered advisory firm organized as an LLC and owned by an individual. The firm bills clients on a percentage-of-AUM basis and serves both individual/family and institutional clients. Its listed advisory services include portfolio management for individuals and small businesses and pension consulting services. The firm does not identify as an active ESG investor and is not described as a multi-state adviser or a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds94%
- Exchange Traded Equities4%
- Cash & Cash Equivalents2%
- US Government Bonds1%
Contacts
3 of 4
Xenia Woltmann
VP and CCOCRD 4256157
Dominic Garcia
President, Wealth ManagerCRD 5358850
Julie Lobaza
Vice PresidentCRD 7024766
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 18Active vs passive
$181M in ETFs
91%
$165M
9%
$15.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD VALUE INDEX FUND (VTV) | Vanguard | Passive | Large Value | $28.5M | 145,258 | 15.76% |
Location
Rochester, MI
Oakland
Location
Rochester, MI
Headquartered in Rochester, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.
- Metro area
- Detroit-Warren-Ann Arbor, MI
- Region
- Midwest
- County
- Oakland
- Address
- 439 S Main St
- Time zone
- ET (UTC-5)
- Office locations
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