ROC Partners (US) LLC

RIASEC RegisteredEst. 2024
Total AUM
$105M
Discretionary
$0
0% of AUM
Avg account
$15.1M
Accounts
7
Employees
3
Advisory reps
5

Firm details

Headquarters
Sydney, New South Wales,
CRD number
333044
Registered since
October 28, 2024
Fee structure
Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

ROC Partners (US) LLC is an SEC-registered institutional registered investment adviser organized as a limited liability company. The firm registered with the SEC in 2024 and reports ownership that involves both a foreign entity and an individual. ROC Partners (US) identifies its client base as institutional and lists portfolio management for pooled investment vehicles as its primary advisory activity. It also reports affiliations consistent with acting as a sponsor, general partner or managing member of pooled vehicles and with roles similar to a CPO/CTA. The firm does not describe itself as an active ESG investor, does not identify as a capital allocator, and indicates a non-standard fee structure (“Other”).

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 5
  • Ronald Heinz

    Ronald Heinz

    PrincipalCRD 7143423

  • Lance Zarb

    Managing PartnerCRD 6495720

  • Bradley Mytton

    Managing PartnerCRD 7816947

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Sydney, New South Wales, null

Location

Sydney, New South Wales, null

Headquartered in Sydney, New South Wales, null.

Address
Level 4
Office locations

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