ROC Partners (US) LLC

RIASEC Registered
Total AUM
$121M
Discretionary
$0
0% of AUM
Avg account
$17.3M
Accounts
7
Employees
1
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
333044
Registered since
October 28, 2024
Fee structure
Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

ROC Partners (US) LLC is a limited liability company operating as an institutional registered investment adviser. The firm is registered with the SEC (registration year 2024) and identifies its primary clients as institutional investors. ROC Partners focuses its advisory work on portfolio management for pooled investment vehicles and lists roles that include sponsor, general partner, or managing member of such vehicles. Ownership is reported as a combination of a foreign entity and an individual. The firm does not characterize itself as an active ESG investor and reports a nonstandard fee structure labeled as "Other."

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Ronald Heinz

    Ronald Heinz

    PrincipalCRD 7143423

  • Lance Zarb

    Managing PartnerCRD 6495720

  • Michael Lukin

    PartnerCRD 5649529

Unlock 2 more contacts →

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
230 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth