Exceed Advisory LLC

RIASEC RegisteredEst. 2014

Total AUM

$119M

Discretionary

$119M

100% of AUM

Avg account

$1.3M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 170403
Registered since: July 3, 2014
Website: exceedinvestments.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI59.82%
Individuals22.85%
Investment Companies15.88%
Other Investment Advisers1.45%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Exceed Advisory LLC is an SEC-registered limited liability company that has operated as an institutional registered investment adviser since 2014. The firm serves both individual and family clients as well as institutional entities, offering portfolio management across individuals/small businesses, investment companies, and other businesses or institutions. Its fee arrangements include percentage-of-AUM fees and fixed fees. Exceed is not identified as an active ESG investor and does not function as a capital allocator.