RJ Aubrey Investments Corp.

RIASEC Registered
Total AUM
$7.8M
Discretionary
$7.8M
100% of AUM
Avg account
$119K
Accounts
66
Advisory reps
1

Firm details

Headquarters
,
CRD number
134690
Fee structure
Percentage of AUM
Client types
  • Individuals54.97%
  • HNWI22.57%
  • Pension & Profit Sharing Plans22.46%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Rj Aubrey Investments Corp. operates as a corporation focused on providing portfolio management services primarily for individuals and small businesses. The firm caters to both individual and family clients as well as institutional clients, employing a fee structure based on a percentage of assets under management. While the firm does not actively engage in ESG investing or serve as a pension consultant, it has established a reputation for its advisory activities. The firm does not allocate capital to external fund managers, which suggests a more hands-on approach to investment management.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 69%, Exchange Traded Equities 21%, Cash & Cash Equivalents 9%, US Government Bonds 1%69%
  • Non-Exchange Traded Equities69%
  • Exchange Traded Equities21%
  • Cash & Cash Equivalents9%
  • US Government Bonds1%

Contacts

1 of 1
  • Ronald Aubrey

    Ronald Aubrey

    Founder and PresidentCRD 4930470

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth