Frank Capital Management LLC

RIASEC Registered
Total AUM
$7.9M
Discretionary
$7.9M
100% of AUM
Avg account
$436K
Accounts
18
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
151624
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI79.44%
  • Individuals20.56%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Frank Capital Management LLC is a small, privately owned advisory firm organized as an LLC that focuses on discretionary portfolio management for individuals, families and small businesses. The firm charges fees as a percentage of assets under management and operates primarily as a single-state, individual-owner practice rather than a multi-state or institutional consultant. Filings show the firm is not positioned as a capital allocator and it does not identify as an active ESG investor. Investment activity appears conservative and liquidity-focused: a large portion of client assets are held in cash and cash equivalents, and the firm manages accounts on a separately managed account (SMA) basis.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 70%, US Government Bonds 21%, Exchange Traded Equities 7%, Derivatives 1%, Public Funds/Mutual Funds 1%70%
  • Cash & Cash Equivalents70%
  • US Government Bonds21%
  • Exchange Traded Equities7%
  • Derivatives1%
  • Public Funds/Mutual Funds1%

Contacts

1 of 1
  • Alfred Frank

    Alfred Frank

    OwnerCRD 4688597

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth