Ridgewood Investments
Firm details
- Headquarters
- Springfield, New Jersey
- CRD number
- 121220
- Registered since
- March 23, 2006
- Website
- www.ridgewoodinvestments.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC, INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- HNWI53.06%
- Individuals17.11%
- Other14.9%
- Pooled Investment Vehicles7.98%
- Pension & Profit Sharing Plans6.95%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Ridgewood Investments is an independent, individual-owned RIA that has been SEC-registered since 2006. The firm serves both individual/family and institutional clients and positions itself as a capital allocator: it provides financial planning, discretionary portfolio management for individuals and for businesses or institutions, pension consulting services, and selection of other advisers. Ridgewood charges fees through a mix of percentage-of-AUM, hourly, fixed, and performance-based arrangements. The firm is also active as a sponsor/GP/managing member of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities71%
- Private Funds13%
- Cash & Cash Equivalents9%
- Other5%
- US Government Bonds2%
Contacts
3 of 5
Valerie Lemmon
PartnerCRD 4250769
Sam Namiri
Portfolio Manager, AnalystCRD 6892304
Terrance Mcguire
Partner and Portfolio ManagerCRD 6102706
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 62Active vs passive
$101M in ETFs
95%
$95M
2%
$5.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $5.2M | 51,189 | 5.12% |
Location
Springfield, NJ
Union
Location
Springfield, NJ
Headquartered in Springfield, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Union
- Address
- 623 Morris Ave
- Time zone
- ET (UTC-5)
- Office locations
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