Richardson Financial Services
Firm details
- Headquarters
- Medway, Massachusetts
- CRD number
- 130715
- Registered since
- September 11, 2020
- Website
- www.rfsria.com
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI75.47%
- Other13.12%
- Individuals10.79%
- Other Investment Advisers0.63%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Richardson Financial Services is an independent, SEC-registered RIA operating as a corporation and owned by an individual. The firm acts as a capital allocator for both individual and family clients and institutional mandates. Its advisory practice includes financial planning, discretionary portfolio management for individuals, small businesses and institutions, and selection of external managers. Compensation mixes percentage-of-AUM with hourly and fixed fees. Beyond investment advice, the firm also conducts business as a registered representative of a broker-dealer and provides insurance brokerage, bank-related services and accounting roles through its affiliated activities. Richardson Financial Services does not identify as an active ESG investor and is not a multi-state adviser according to the available filings.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities41%
- Public Funds/Mutual Funds36%
- Investment Grade Corp Bonds13%
- State & Local Bonds6%
- Cash & Cash Equivalents3%
Contacts
3 of 3
Steven Richardson
Founder & PresidentCRD 2774988
Edward Pitts
Senior Financial AdvisorCRD 2394485
Brian Maxfield
Senior Financial AdvisorCRD 3046156
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 217Active vs passive
$129M in ETFs
81%
$105M
4%
$24.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $8.2M | 93,773 | 6.37% |
Location
Medway, MA
Norfolk
Location
Medway, MA
Headquartered in Medway, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Norfolk
- Address
- 165 Village St
- Time zone
- ET (UTC-5)
- Office locations
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