Atwater Wealth Management, Inc.

RIASEC Registered
Total AUM
$248M
Discretionary
$248M
100% of AUM
Avg account
$771K
Accounts
322
Employees
3
Advisory reps
3

Firm details

Headquarters
Boston, Massachusetts
CRD number
172749
Registered since
August 10, 2018
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI94.61%
  • Individuals5.39%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Atwater Wealth Management, Inc. is an independent, individual-owned registered investment adviser that provides financial planning and portfolio management primarily for individuals and families. The firm is SEC-registered (registration date 2018) and operates on a mix of fee models: percentage of AUM, hourly charges, and fixed fees. Its advisory focus is retail-oriented rather than institutional — the practice centers on comprehensive planning and discretionary portfolio oversight for a relatively small client base. The firm was named among FA Magazine’s Top RIA Firms in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 94%, Exchange Traded Equities 3%, Cash & Cash Equivalents 2%, Investment Grade Corp Bonds 1%94%
  • Public Funds/Mutual Funds94%
  • Exchange Traded Equities3%
  • Cash & Cash Equivalents2%
  • Investment Grade Corp Bonds1%

Owners & executives

2 of 2
  • Caroline Gaffney

    Caroline Gaffney

    CEO & Chief Investment OfficerCRD 4699800

  • Katherine Ann Grant

    Katherine Ann Grant

    Chief Operating OfficerCRD 5830295

Contacts

1 of 1
  • Jacqueline Waite

    Jacqueline Waite

    Financial PlannerCRD 7164375

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
176 Federal St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth