Richards Financial

Overview

Richards Financial is a small, individual-owned advisory firm organized as a limited liability company that focuses on portfolio management for individuals and small businesses. The firm charges fees as a percentage of assets under management and, by disclosure, manages client relationships on a non-discretionary basis. Its filings identify a clear preference for equities—specifically exchange-traded securities—as the primary allocation approach, rather than a diversified multi-asset or private-fund model. Richards Financial is not positioned as an ESG-focused or multi-state adviser and does not act as a capital allocator or pension consultant. Given the modest size of the book and the client base makeup, the firm operates like a boutique advisor: concentrated, hands-on, and likely emphasizing customized portfolios and client-by-client decision making rather than model-driven, institutional strategies.

Assets & Accounts

Public Holdings

Location & Offices