Rival Capital Management, LLC
RIAState Registered
Total AUM
$3M
Discretionary
$3M
100% of AUM
Avg account
$300K
Accounts
10
Employees
2
Advisory reps
3
Firm details
- Headquarters
- ,
- CRD number
- 332898
- Custodians
- INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals100%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Rival Capital Management, LLC is an independent, individually owned registered investment adviser organized as an LLC. The firm focuses on wealth services for individuals and families, providing financial planning and portfolio management for individuals and small businesses. Compensation is via percentage-of-assets and fixed fees. Rival does not identify as an active ESG investor, is not described as a multi-state adviser, and does not present itself as a capital allocator or pension consultant.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds40%
- Exchange Traded Equities27%
- US Government Bonds10%
- Cash & Cash Equivalents10%
- Investment Grade Corp Bonds8%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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