Rival Capital Management, LLC

RIASEC Registered
Total AUM
$3M
Discretionary
$3M
100% of AUM
Avg account
$300K
Accounts
10
Employees
2
Advisory reps
3

Firm details

Headquarters
,
CRD number
332898
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Rival Capital Management, LLC is an independent, individually owned registered investment adviser organized as an LLC. The firm focuses on wealth services for individuals and families, providing financial planning and portfolio management for individuals and small businesses. Compensation is via percentage-of-assets and fixed fees. Rival does not identify as an active ESG investor, is not described as a multi-state adviser, and does not present itself as a capital allocator or pension consultant.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 40%, Exchange Traded Equities 27%, US Government Bonds 10%, Cash & Cash Equivalents 10%, Investment Grade Corp Bonds 8%, Sovereign Bonds 5%40%
  • Public Funds/Mutual Funds40%
  • Exchange Traded Equities27%
  • US Government Bonds10%
  • Cash & Cash Equivalents10%
  • Investment Grade Corp Bonds8%

Owners & executives

1 of 1
  • Tina Hernandez

    Tina Hernandez

    Chief Operating OfficerCRD 2247905

Contacts

2 of 2
  • Bradley Stevenson

    Investment Advisor RepresentativeCRD 8038751

  • John Lombardo

    Managing PrincipalCRD 2629733

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth