Richard James & Associates, Inc.
Firm details
- Headquarters
- Syosset, New York
- CRD number
- 169131
- Registered since
- July 8, 2014
- Website
- www.richardjamescpa.com
Firm profile
FINTRXOverview
Richard James & Associates, Inc. is organized as a corporation and has been SEC-registered since 2014. Ownership is listed as a combination of a domestic entity and an individual. The firm's regulatory classification in the provided data is "unclassified." It is not identified as a capital allocator, not active on ESG initiatives, and is not registered as a multi-state adviser. The dataset also indicates the firm is not newly formed, does not serve as a pension consultant, and has no related adviser relationship recorded. The source material does not include descriptions of client segments, fee schedules, specific business activities, or the advisory services the firm offers.
Assets & Accounts
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 4
Barbara Halpern
PresidentCRD 711919
Philip Florio
OperationsCRD 2377440
William Brown
BrokerCRD 5774557
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Syosset, NY
Nassau
Location
Syosset, NY
Headquartered in Syosset, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Nassau
- Address
- 2 Roosevelt Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Cova Capital Partners LLC
Broker-DealerSyosset, NY
David Lerner Associates, Inc.
Broker-DealerSyosset, NY
FAR Hills Group, LLC
Broker-DealerNew York, NY
Sage, Rutty & Co, Inc.
Broker-DealerRochester, NY
Purshe Kaplan Sterling Investments
Broker-DealerAlbany, NY
Transamerica Investors Securities, LLC
Broker-DealerHarrison, NY