Richard James & Associates, Inc.
Firm details
- Headquarters
- Syosset, New York
- CRD number
- 169131
- Registered since
- July 8, 2014
- Website
- www.richardjamescpa.com
Firm profile
FINTRXOverview
Richard James & Associates, Inc. is a corporation that registered with the SEC in 2014. FINTRX classifies the firm as unclassified and lists its ownership as a domestic entity and an individual. The firm does not self-identify as a capital allocator, is not an active ESG investor, and is not described as a multi-state or newly formed adviser. There is no information provided on the firm’s client segments, fee structure, advisory activities, or industry affiliations.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 4
Barbara Halpern
PresidentCRD 711919
Philip Florio
OperationsCRD 2377440
William Brown
BrokerCRD 5774557
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Syosset, NY
Nassau
Location
Syosset, NY
Headquartered in Syosset, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Nassau
- Address
- 2 Roosevelt Ave
- Time zone
- ET (UTC-5)
- Office locations
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