Richard G. Slater
Firm details
- Headquarters
- ,
- CRD number
- 112239
- Registered since
- June 1, 2001
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Individuals51.46%
- HNWI48.54%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Richard G. Slater is a sole-proprietor independent registered investment adviser that has been SEC-registered since 2001. The firm focuses on individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its pricing is a mix of percentage-of-AUM, fixed fees and, in some cases, performance-based fees. The advisor reports a conservative, fixed-income tilt in its portfolios, is not positioned as a capital allocator or family office, and does not identify as an active ESG investor or a pension consultant.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds90%
- Exchange Traded Equities5%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1
Richard Slater
Owner, Chief Compliance OfficerCRD 1525400
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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