ALPHA FIDUCIARY

RIASEC RegisteredEst. 2007

Total AUM

$114M

Discretionary

$114M

100% of AUM

Avg account

$518K

Accounts

220

Employees

Advisory reps

Firm details

Headquarters: Scottsdale, Arizona
CRD number: 144720
Registered since: August 2, 2007
Website: www.alphafiduciary.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI54.68%
Investment Companies18.53%
Pooled Investment Vehicles18.15%
Individuals8.63%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Alpha Fiduciary is an independent, SEC-registered RIA that has been operating since 2007 as a corporation under individual ownership. The firm serves both high-net-worth individuals and families as well as institutional clients and describes itself as a capital allocator that combines in-house portfolio management with the selection of third‑party managers. Its advisory services include financial planning and discretionary portfolio management across individual, pooled and investment company structures. The firm also performs duties consistent with a commodity pool operator or commodity trading advisor (CPO/CTA) and reports being an active ESG investor. Alpha Fiduciary charges fees by percentage of AUM and also uses hourly, fixed and other fee arrangements. The firm indicates it uses multi-manager approaches and selects outside advisers when appropriate, suggesting a mix of internally managed strategies and external allocations.