Asterozoa Management

RIASEC RegisteredEst. 2021
Total AUM
$104M
Discretionary
$104M
100% of AUM
Avg account
$34.6M
Accounts
3
Employees
4
Advisory reps
5

Firm details

Headquarters
Phoenix, Arizona
CRD number
316870
Registered since
November 19, 2021
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Investment Companies55.46%
  • Pooled Investment Vehicles44.54%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Asterozoa Management, LLC is an SEC-registered hedge fund adviser that began registration in 2021. The firm targets institutional clients and operates as a commodity pool operator/commodity trading advisor (CPO/CTA) while also providing portfolio management for investment companies and pooled investment vehicles. Its fee arrangements include asset-based management fees, fixed fees and performance fees. Asterozoa is not identified as an active ESG investor and is not listed as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Paul Hegener

    Paul Hegener

    Chief Risk OfficerCRD 1628568

  • Joseph Hegener

    Joseph Hegener

    Chief Investment OfficerCRD 7087962

Contacts

3 of 3
  • Julia Altuzarra

    Vice PresidentCRD 7892492

  • John Kaites

    MemberCRD 7892493

  • Kevin Yin

    Kevin Yin

    Vice PresidentCRD 6522017

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Phoenix, AZ

Maricopa

Location

Phoenix, AZ

Headquartered in Phoenix, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
2325 E Camelback Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth