ASTEROZOA MANAGEMENT

RIASEC RegisteredEst. 2021
Total AUM
$104M
Discretionary
$104M
100% of AUM
Avg account
$34.6M
Accounts
3
Employees
4
Advisory reps
5

Firm details

Headquarters
PHOENIX, Arizona
CRD number
316870
Registered since
November 19, 2021
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Investment Companies55.46%
  • Pooled Investment Vehicles44.54%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Asterozoa Management is an LLC that operates as a hedge fund and is registered with the SEC (registration year 2021). The firm serves institutional clients and functions as a CPO/CTA, providing portfolio management for both investment companies and pooled investment vehicles. Its revenue model combines asset-based fees, fixed fees and performance-based fees. Asterozoa does not identify as an active ESG investor and is not positioned as a broad capital allocator; instead it appears to deploy and manage strategies within its own funds and via third-party managers.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • PAUL HEGENER

    Chief Risk OfficerCRD 1628568

  • Joseph Hegener

    Chief Investment OfficerCRD 7087962

Contacts

3 of 3
  • Julia Altuzarra

    Vice PresidentCRD 7892492

  • John Kaites

    MemberCRD 7892493

  • KEVIN YIN

    Vice PresidentCRD 6522017

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PHOENIX, AZ

MARICOPA

Location

PHOENIX, AZ

Headquartered in PHOENIX, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
2325 E Camelback Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth