RIA ADVISORS

RIASEC RegisteredEst. 2013
Total AUM
$1.8B
Discretionary
$1.8B
96% of AUM
Avg account
$464K
Accounts
3,969
Employees
16
Advisory reps
14

Firm details

Headquarters
HOUSTON, Texas
CRD number
150661
Registered since
April 16, 2013
Website
realinvestmentadvice.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Subscription Fees, Fixed Fees
Client types
  • HNWI76.8%
  • Individuals20.07%
  • Other Investment Advisers2.49%
  • Pension & Profit Sharing Plans0.63%
  • Business Development Companies0.01%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

RIA Advisors is an independent registered investment adviser organized as an LLC and SEC-registered since 2013. The firm serves both high-net-worth individuals and families as well as institutional clients, operating under a mix of fee models that includes a percentage of AUM, subscription fees and fixed fees. Its core advisory capabilities include financial planning, portfolio management for individuals/small businesses and for institutions, pension consulting and educational seminars or workshops. The firm reports affiliations with other investment advisers and an insurance company and was listed among the Financial Times’ Top 300 RIA Firms in 2020. RIA Advisors does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 41%, Public Funds/Mutual Funds 26%, US Government Bonds 14%, Cash & Cash Equivalents 13%, Investment Grade Corp Bonds 3%, State & Local Bonds 2%, Non-Exchange Traded Equities 1%41%
  • Exchange Traded Equities41%
  • Public Funds/Mutual Funds26%
  • US Government Bonds14%
  • Cash & Cash Equivalents13%
  • Investment Grade Corp Bonds3%

Owners & executives

2 of 2

  • CONNIE MACK

    Managing Member And Chief Compliance OfficerCRD 4144361

  • LANCE ROBERTS

    Chief Portfolio StrategistCRD 3068207

Contacts

3 of 12

  • THOMAS ALLEN

    Retirement Plan ConsultantCRD 5904285

  • SARAH BUENGER

    Investment Advisor RepresentativeCRD 4722812

  • Devoda Owens

    Relationship ManagerCRD 6582546

Unlock 9 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 76

Active vs passive

$621M in ETFs

Passive

98%

$611M

Active

0%

$9.9M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 3-7 YEAR TREASURY BOND ETF (IEI)BlackRockPassiveIntermediate Government$109M920,52017.57%
Unlock additional holdings →

Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
11750 Katy Fwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth