Financial Synergies

RIASEC RegisteredEst. 1987

Total AUM

$1.8B

Discretionary

$1.8B

99% of AUM

Avg account

$2M

Accounts

928

Employees

Advisory reps

Firm details

Headquarters: Houston, Texas
CRD number: 105643
Registered since: July 30, 1987
Website: www.finsyn.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI90.77%
Individuals8.47%
Corporations / Businesses0.76%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Financial Synergies is an independent registered investment adviser that has been operating since the late 1980s. The firm serves both individual/family clients and institutional accounts, offering financial planning and portfolio management for individuals, small businesses, and institutions. Its fee arrangements include percentage-of-AUM billing, fixed fees, and performance-based fees. Public filings show the firm is not organized as a multi-state adviser for ESG or pension consulting, and it operates under individual ownership. The firm has received several industry recognitions, including placement on lists from Financial Times (Top 300 RIA Firms, 2020), FA Magazine (Top RIA Firms, 2020), and Forbes (America’s Top RIA Firms, 2023; Top RIA Firms, 2024).