RETIREMENT STRATEGIES, LTD.

RIASEC RegisteredEst. 2018

Total AUM

$273M

Discretionary

$266M

98% of AUM

Avg account

$272K

Accounts

1,003

Employees

Advisory reps

Firm details

Headquarters: DUBLIN, Ohio
CRD number: 163701
Registered since: April 2, 2018
Website: www.retirement-strategies.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI53.6%
Individuals43.55%
Corporations / Businesses1.42%
Pension & Profit Sharing Plans1.12%
Charitable Organizations0.31%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Retirement Strategies, Ltd. is an independent registered investment adviser that combines fee-based financial planning with discretionary portfolio management for individuals, families and small institutions. The firm offers a mix of advisory services — ongoing portfolio oversight, pension consulting, periodic publications and in-person educational seminars — and charges clients via asset-based fees, hourly billing and fixed-fee engagements. Investment activity is centered on pooled public funds and mutual funds as the primary vehicle for client exposure, with the bulk of client assets managed on a discretionary basis. The firm does not act as a capital allocator (it does not offer proprietary funds) and is not positioned as an active ESG investor. It supplements core mutual fund allocations with third‑party alternative fund managers and uses annuities as part of its product set where appropriate for client objectives.