Compass Financial Group, Inc.

RIASEC Registered
Total AUM
$149M
Discretionary
$149M
100% of AUM
Avg account
$942K
Accounts
158
Employees
4
Advisory reps
2

Firm details

Headquarters
Dublin, Ohio
CRD number
130867
Registered since
July 17, 2024
Website
www.compassfg.com
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI84.47%
  • Individuals15.53%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Compass Financial Group, Inc. is an independent registered investment adviser that focuses on serving individual and family clients with financial planning and discretionary portfolio management for individuals and small businesses. The firm is SEC-registered (registered in 2024) and operates under an owner-managed structure. Fee arrangements combine percentage-of-AUM billing with fixed-fee engagements. Compass does not position itself as a capital allocator to external private funds and does not list ESG investing among its active priorities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Public Funds/Mutual Funds 5%, US Government Bonds 4%, Investment Grade Corp Bonds 3%, Cash & Cash Equivalents 3%85%
  • Exchange Traded Equities85%
  • Public Funds/Mutual Funds5%
  • US Government Bonds4%
  • Investment Grade Corp Bonds3%
  • Cash & Cash Equivalents3%

Contacts

2 of 2
  • Gregory Johnson

    Gregory Johnson

    Senior Wealth AdvisorCRD 5178491

  • Mark Menges

    Mark Menges

    PresidentCRD 2875507

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 42

Active vs passive

$158M in ETFs

Passive

85%

$134M

Active

5%

$23.8M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$26.3M34,53916.71%
Unlock additional holdings →

Location

Primary office

Dublin, OH

Franklin

Location

Dublin, OH

Headquartered in Dublin, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
Franklin
Address
6277 Riverside Dr
Time zone
ET (UTC-5)
Office locations

Similar firms

Egsi Investment Management

RIA

Dublin, OH

AUM $145MTEAM 4REPS 4

Columbus Street Wealth Management, LLC

RIA

Dublin, OH

AUM $145MTEAM 1REPS 1

Safe Harbor Wealth Advisors, LLC

RIA

Dublin, OH

AUM $167MTEAM 3REPS 3

The Pension Group

RIA

Dublin, OH

AUM $182MTEAM 9REPS 2

COX & Cook Wealth Advisors

RIA

Dublin, OH

AUM $120MTEAM 4REPS 2

Capstone Wealth Partners

RIA

Dublin, OH

AUM $115MTEAM 4REPS 3
More RIAs in Dublin →All Ohio RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth