Compass Financial Group, Inc.

RIASEC RegisteredEst. 2024
Total AUM
$149M
Discretionary
$149M
100% of AUM
Avg account
$942K
Accounts
158
Employees
4
Advisory reps
2

Firm details

Headquarters
Dublin, Ohio
CRD number
130867
Registered since
July 17, 2024
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI84.47%
  • Individuals15.53%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Compass Financial Group, Inc. is an independent, individual-owned SEC-registered registered investment adviser that focuses on serving individuals, families and small-business owners. The firm offers financial planning and discretionary portfolio management and charges clients via a mix of percentage-of-AUM and fixed fees. It is organized as a corporation and describes its investment preference toward equities rather than ESG-driven strategies. Compass does not present itself as a capital allocator or a multi-state advisory platform.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Public Funds/Mutual Funds 5%, US Government Bonds 4%, Investment Grade Corp Bonds 3%, Cash & Cash Equivalents 3%85%
  • Exchange Traded Equities85%
  • Public Funds/Mutual Funds5%
  • US Government Bonds4%
  • Investment Grade Corp Bonds3%
  • Cash & Cash Equivalents3%

Contacts

2 of 2
  • Mark Menges

    Mark Menges

    PresidentCRD 2875507

  • Gregory Johnson

    Gregory Johnson

    Senior Wealth AdvisorCRD 5178491

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

ETF holdings

1 of 47

Active vs passive

$160M in ETFs

Passive

86%

$139M

Active

4%

$21.8M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$24.4M32,71115.22%

Location

Primary office

Dublin, OH

Franklin

Location

Dublin, OH

Headquartered in Dublin, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
Franklin
Address
6277 Riverside Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth