COMPASS FINANCIAL GROUP, INC.

RIASEC RegisteredEst. 2024
Total AUM
$149M
Discretionary
$149M
100% of AUM
Avg account
$942K
Accounts
158
Employees
4
Advisory reps
2

Firm details

Headquarters
DUBLIN, Ohio
CRD number
130867
Registered since
July 17, 2024
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI84.47%
  • Individuals15.53%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Compass Financial Group, Inc. is an independent registered investment adviser organized as a corporation and owned by an individual. The firm serves individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its advisory fees are charged as a percentage of assets under management and via fixed fees. Compass Financial Group is SEC-registered (2024), does not market itself as an ESG investor, and does not operate as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Public Funds/Mutual Funds 5%, US Government Bonds 4%, Investment Grade Corp Bonds 3%, Cash & Cash Equivalents 3%85%
  • Exchange Traded Equities85%
  • Public Funds/Mutual Funds5%
  • US Government Bonds4%
  • Investment Grade Corp Bonds3%
  • Cash & Cash Equivalents3%

Contacts

2 of 2
  • MARK MENGES

    PresidentCRD 2875507

  • GREGORY JOHNSON

    Senior Wealth AdvisorCRD 5178491

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 46

Active vs passive

$147M in ETFs

Passive

87%

$128M

Active

4%

$18.7M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$20.8M32,04214.16%

Location

Primary office

DUBLIN, OH

FRANKLIN

Location

DUBLIN, OH

Headquartered in DUBLIN, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
FRANKLIN
Address
6277 Riverside Dr
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth