Retirement Planning Solutions, LLC
Firm details
- Headquarters
- Louisville, Kentucky
- CRD number
- 311575
- Registered since
- December 4, 2020
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals64.92%
- HNWI34.83%
- Charitable Organizations0.24%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Retirement Planning Solutions, LLC is an independent registered investment adviser formed as an LLC and registered with the SEC in 2020. Ownership is held by an individual and the firm serves both individual and family clients as well as institutional relationships. Its advisory services include financial planning, portfolio management for individuals and small businesses, and management of pooled investment vehicles. The firm also operates as an insurance broker and charges clients through a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Retirement Planning Solutions does not identify as an active ESG investor and is not flagged as a multi-state adviser or pension consultant. It is not structured as a capital allocator or a related adviser to another firm.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds43%
- Other21%
- Exchange Traded Equities17%
- Private Funds15%
- Cash & Cash Equivalents4%
Owners & executives
1 of 1
Sonia Goforth
Chief Compliance OfficerCRD 2544170
Contacts
3 of 5
Lawrence Carter
Investment Advisor RepresentativeCRD 2058988
Michael Ellison
Retirement CounselorCRD 2167438
Kamal Kabra
Wealth AdvisorCRD 7790861
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 81Active vs passive
$99.9M in ETFs
62%
$62.2M
22%
$37.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $31.2M | 309,600 | 31.19% |
Location
Louisville, KY
Jefferson
Location
Louisville, KY
Headquartered in Louisville, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.
- Metro area
- Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
- Region
- South
- County
- Jefferson
- Address
- 3432 Stony Spring Cir
- Time zone
- CT (UTC-6)
- Office locations
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