LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

RIASEC RegisteredEst. 2023
Total AUM
$484M
Discretionary
$484M
100% of AUM
Avg account
$185K
Accounts
2,614
Employees
8
Advisory reps
6

Firm details

Headquarters
LOUISVILLE, Kentucky
CRD number
324258
Registered since
March 15, 2023
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI71.12%
  • Individuals27.88%
  • Corporations / Businesses0.8%
  • Charitable Organizations0.2%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Legacy Financial Independent Advisors LLC is an independent, individually owned registered investment adviser that entered SEC registration in 2023. The firm focuses on financial planning and portfolio management for individuals, families and small-business owners, while also serving institutional clients. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Legacy identifies as a non-ESG-focused adviser and does not position itself as a pension consultant or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 38%, Exchange Traded Equities 26%, Investment Grade Corp Bonds 20%, Other 11%, Cash & Cash Equivalents 3%, US Government Bonds 1%, State & Local Bonds 1%38%
  • Public Funds/Mutual Funds38%
  • Exchange Traded Equities26%
  • Investment Grade Corp Bonds20%
  • Other11%
  • Cash & Cash Equivalents3%

Contacts

3 of 6
  • BRYAN MCCREA

    PartnerCRD 5830009

  • CHRISTOPHER MCCREA

    Partner, Financial AdvisorCRD 5830477

  • BRUCE MCCREA

    PartnerCRD 874087

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 27

Active vs passive

$53M in ETFs

Passive

37%

$19.4M

Active

27%

$33.6M

ETFProviderStyleCategoryValueShares% of portfolio
ALERIAN MLP ETF (AMLP)PassiveEnergy Limited Partnership$12.8M242,42724.08%

Location

Primary office

LOUISVILLE, KY

JEFFERSON

Location

LOUISVILLE, KY

Headquartered in LOUISVILLE, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.

Metro area
Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
Region
South
County
JEFFERSON
Address
100 Mallard Creek Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth