RETIREMENT PLANNING SERVICES

RIASEC RegisteredEst. 2021

Total AUM

$246M

Discretionary

$246M

100% of AUM

Avg account

$482K

Accounts

510

Employees

Advisory reps

Firm details

Headquarters: KNOXVILLE, Tennessee
CRD number: 289847
Registered since: May 6, 2021
Website: seriousretirement.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI71.71%
Individuals19.57%
Charitable Organizations8.72%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Retirement Planning Services is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. It is owned by an individual and positions itself primarily as a private-advice practice for individuals and families, providing financial planning and portfolio management for individuals and small businesses. The firm also serves as a capital allocator and performs selection-of-other-advisers work when clients need third-party managers. Its fee model is blended: percentage of assets under management, hourly billing, and fixed-fee engagements. Retirement Planning Services does not identify as an active ESG investor and appears focused on a single-state or localized client base rather than broad multi-state coverage.