COUNCILMARK ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2000
Total AUM
$271M
Discretionary
$271M
100% of AUM
Avg account
$2.5M
Accounts
107
Employees
3
Advisory reps
2

Firm details

Headquarters
KNOXVILLE, Tennessee
CRD number
111748
Registered since
August 17, 2000
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI88.85%
  • Corporations / Businesses9.69%
  • Charitable Organizations1.3%
  • Individuals0.16%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Councilmark Asset Management, LLC operates as an SEC-registered investment adviser organized as an LLC and first registered in 2000. The firm primarily serves individual and family clients and charges a mix of percentage-of-AUM and fixed fees. Its advisory mandate centers on portfolio management for individuals and small businesses and for business or institutional accounts. Councilmark reports a preference for equities—particularly exchange-traded securities—and does not identify as an active ESG investor, a pension consultant, or a capital allocator. Ownership is held by an individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 67%, State & Local Bonds 13%, US Government Bonds 11%, Cash & Cash Equivalents 9%67%
  • Exchange Traded Equities67%
  • State & Local Bonds13%
  • US Government Bonds11%
  • Cash & Cash Equivalents9%

Contacts

2 of 2
  • DANIEL PETTWAY

    Managing PartnerCRD 4379101

  • STANLEY ERWIN

    Partner and Portfolio ManagerCRD 4379103

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 33

Active vs passive

$40M in ETFs

Passive

55%

$22.1M

Active

0%

$17.9M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG)Vanguard$17.9M83,30944.78%

Location

Primary office

KNOXVILLE, TN

KNOX

Location

KNOXVILLE, TN

Headquartered in KNOXVILLE, TN, anchoring the Knoxville-Morristown-Sevierville, TN metro in the South.

Metro area
Knoxville-Morristown-Sevierville, TN
Region
South
County
KNOX
Address
2607 Kingston Pike
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth