Retirement Plan Advisors Services, LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
111392
Registered since
August 17, 2001

Firm profile

FINTRX

Overview

Retirement Plan Advisors Services, LLC is organized as a limited liability company and is SEC‑registered as an investment adviser since 2001. Public filings identify the owner type as both a domestic entity and an individual, but provide limited detail on the firm’s client segments, fee schedules, or day‑to‑day advisory activities. Regulatory and firm‑profile flags indicate the firm is not classified as a capital allocator, is not marked as an active ESG investor, and is not identified as a pension consultant or related adviser. It is also not listed as a multistate or newly formed adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Matthew Frank

    Matthew Frank

    Chief Compliance OfficerCRD 5789235

  • Walter Costenbader

    Walter Costenbader

    Chief Compliance OfficerCRD 1828345

Contacts

2 of 2
  • Brett Pendleton

    Brett Pendleton

    Vice PresidentCRD 5842915

  • Joshua Schwartz

    Joshua Schwartz

    PresidentCRD 1730472

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
29 E Madison St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth