REGIMENT SECURITIES, LLC.
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 311302
- Registered since
- July 16, 2021
- Website
- www.regimentsecurities.com
Firm profile
FINTRXOverview
Regiment Securities, LLC is an LLC that registered with the SEC in 2021. The firm’s ownership is reported as a combination of a domestic entity and an individual, and its classification in the source is listed as "unclassified." The profile indicates Regiment Securities is not functioning as a capital allocator, does not identify as an active ESG investor, is not a multi-state adviser, and is not recorded as a pension consultant or related adviser. Public disclosure provided to FINTRX contains no detail on the firm’s advisory activities, client types, fee schedule, or specific business lines.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4DAVID VALENTINE
Chief Investment OfficerCRD 2665994
STEPHEN BURNHAM
CEOCRD 4663613
Dean DeLisle
Chief Revenue OfficerCRD 7959025
Contacts
3 of 24DANTE LANCELLOTTI
Registered RepresentativeCRD 1135924
LAWRENCE BERLIN
Registered RepresentativeCRD 2536789
Matthew Peoples
Registered RepresentativeCRD 3095013
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 420 N Wabash Ave
- Time zone
- CT (UTC-6)
- Office locations
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