Regent Peak Wealth Advisors, LLC

RIASEC RegisteredEst. 2019
Total AUM
$786M
Discretionary
$786M
100% of AUM
Avg account
$488K
Accounts
1,611
Employees
10
Advisory reps
9

Firm details

Headquarters
Atlanta, Georgia
CRD number
298259
Registered since
May 2, 2019
Website
regentpeakwealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI87.56%
  • Corporations / Businesses6.89%
  • Individuals3.86%
  • Other1.69%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Regent Peak Wealth Advisors, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2019. The firm operates as a capital allocator for both individual & family clients and institutional accounts. Its fee arrangements include percentage-of-AUM billing and fixed fees. According to its filings, core advisory services are financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. The firm does not list itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 43%, Exchange Traded Equities 35%, Private Funds 9%, Other 7%, Cash & Cash Equivalents 5%, State & Local Bonds 1%, Non-Investment Grade Corp Bonds 1%43%
  • Public Funds/Mutual Funds43%
  • Exchange Traded Equities35%
  • Private Funds9%
  • Other7%
  • Cash & Cash Equivalents5%

Owners & executives

3 of 4
  • Nathan Hoyt

    Nathan Hoyt

    Chief Investment OfficerCRD 5103586

  • Carmen Laster

    Carmen Laster

    Chief Compliance OfficerCRD 4559321

  • Kevin Manning

    Kevin Manning

    Chief Financial OfficerCRD 4718946

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Contacts

3 of 5
  • Craig Robson

    Craig Robson

    FOUNDING PRINCIPAL AND MANAGING DIRECTORCRD 2491312

  • Riley Gessner

    Riley Gessner

    Wealth AdvisorCRD 7198448

  • Alexander Alba

    Alexander Alba

    Wealth ManagerCRD 6818254

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 55

Active vs passive

$312M in ETFs

Passive

97%

$301M

Active

3%

$10.9M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$78.4M244,40525.11%
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Location

Primary office

Atlanta, GA

Fulton

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
200 Galleria Pkwy Se
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth