EAGLE ROCK INVESTMENT COMPANY, LLC

Overview

Eagle Rock Investment Company, LLC is an independent registered investment adviser that acts as a capital allocator for both individual/family and institutional clients. The firm charges advisory fees as a percentage of assets under management and provides core wealth services including financial planning, discretionary portfolio management for individuals and small businesses, and selection of outside managers. Eagle Rock is not presented as an active ESG investor and is organized as a limited liability company; it has been SEC-registered since 2021. Investment activity shows a clear tilt to publicly traded equities while maintaining fixed-income exposure through pooled funds. The firm uses mutual funds and external hedge fund managers as part of its toolkit, indicating a mix of passive and active strategies plus access to alternative sources of return and risk management. The advisory mandate emphasizes discretionary portfolio oversight—most client assets are handled on a discretionary basis—and the firm positions itself to combine traded securities with third-party alternative strategies when appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices