Regal Investment Advisors LLC

RIASEC RegisteredEst. 2010

Total AUM

$2.9B

Discretionary

$2.4B

85% of AUM

Avg account

$214K

Accounts

13,473

Employees

131

Advisory reps

122

Firm details

Headquarters: Kentwood, Michigan
CRD number: 125004
Registered since: October 19, 2010
Website: regalria.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals55.37%
HNWI39.67%
Pension & Profit Sharing Plans4.42%
Corporations / Businesses0.5%
Charitable Organizations0.03%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Regal Investment Advisors LLC is an independent, SEC-registered registered investment adviser that has operated since 2010. The firm serves both individual/family and institutional clients and functions as a capital allocator that hires outside fund managers. Its advisory offerings include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, manager selection, and educational workshops. Regal also operates as an insurance broker and maintains affiliations with a broker-dealer and an insurance company. The firm uses a mix of fee structures (percentage of AUM, hourly, fixed fees and other arrangements) and does not identify as an active ESG investor. FA Magazine included the firm in a Top RIA Firms list in 2020.