Red Rock Capital Management LLC

RIASEC Registered
Total AUM
$750K
Discretionary
$750K
100% of AUM
Avg account
$150K
Accounts
5
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
301926
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Red Rock Capital Management LLC is a very small, privately owned advisory firm organized as an LLC that provides discretionary portfolio management primarily to individual and family clients and to small businesses. The firm charges a percentage-of-assets fee and may assess performance-based fees on certain mandates. Its advisory activity is focused on managing individual portfolios rather than institutional or pension consulting work. Red Rock is not characterized as an active ESG investor and is not described as a multi-state or capital-allocating adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Cash & Cash Equivalents 2%, Derivatives 1%97%
  • Exchange Traded Equities97%
  • Cash & Cash Equivalents2%
  • Derivatives1%

Contacts

1 of 1
  • Joshua Higby

    Managing MemberCRD 7114778

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth