Red Rock Capital Management LLC

RIASEC Registered
Total AUM
$775K
Discretionary
$775K
100% of AUM
Avg account
$111K
Accounts
7
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
301926
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Red Rock Capital Management LLC is an independent, individual-owned registered investment adviser that focuses on portfolio management for individuals and small businesses. The firm serves a client base made up of individuals and families and charges advisory fees tied to a percentage of assets under management while also retaining the ability to assess performance-based fees. Its stated activity centers on discretionary portfolio management rather than acting as a capital allocator or pension consultant. FINTRX flags the firm as not actively pursuing ESG integration and not operating as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Cash & Cash Equivalents 2%, Derivatives 1%97%
  • Exchange Traded Equities97%
  • Cash & Cash Equivalents2%
  • Derivatives1%

Contacts

1 of 1
  • Joshua Higby

    Managing MemberCRD 7114778

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth