RD LEWIS WEALTH MANAGEMENT

RIASEC RegisteredEst. 2020
Total AUM
$257M
Discretionary
$257M
100% of AUM
Avg account
$301K
Accounts
852
Employees
8
Advisory reps
4

Firm details

Headquarters
MAITLAND, Florida
CRD number
156073
Registered since
October 20, 2020
Custodians
LPL FINANCIAL LLC, THE VANGUARD GROUP, INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI69%
  • Individuals31%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

RD Lewis Wealth Management is an independent registered investment adviser organized as a corporation and SEC-registered in 2020. The firm is owned by an individual and focuses on serving individual and family clients, providing financial planning and discretionary portfolio management for individuals and small businesses. Its fee model combines a percentage-of-AUM approach with hourly billing for certain services. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not function as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 52%, Exchange Traded Equities 46%, Cash & Cash Equivalents 2%52%
  • Public Funds/Mutual Funds52%
  • Exchange Traded Equities46%
  • Cash & Cash Equivalents2%

Owners & executives

2 of 2
  • RICHARD LEWIS

    Chief Operating OfficerCRD 5874000

  • MORGAN LEWIS

    Chief Compliance OfficerCRD 7925470

Contacts

2 of 2
  • REGINA BLAKE-ANDERSON

    AdvisorCRD 6699445

  • DELCENA LEWIS

    OwnerCRD 4468804

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MAITLAND, FL

ORANGE

Location

MAITLAND, FL

Headquartered in MAITLAND, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
ORANGE
Address
253 N Orlando Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth