Delta Advisory Group, Inc.
Firm details
- Headquarters
- Maitland, Florida
- CRD number
- 105966
- Registered since
- January 18, 2023
- Website
- www.deltaadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC., INVESCO DISTRIBUTORS, INC., JOHN HANCOCK DISTRIBUTORS LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI62.25%
- Individuals37.33%
- Corporations / Businesses0.42%
- Services
- Financial PlanningPortfolio Management for IndividualsPublication of Periodicals
Firm profile
FINTRXOverview
Delta Advisory Group, Inc. is an independent registered investment adviser that reports SEC registration in 2023 and is owned by a domestic entity and an individual. The firm serves individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and the publication of periodicals or newsletters. Compensation is primarily a percentage of assets under management with the option to charge hourly fees. Delta is not an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator, pension consultant, or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities86%
- Cash & Cash Equivalents8%
- Public Funds/Mutual Funds4%
- Investment Grade Corp Bonds1%
- Non-Investment Grade Corp Bonds1%
Owners & executives
1 of 1
Megan Johnson
Chief Compliance OfficerCRD 6911479
Contacts
3 of 5
Roy Miranda
Investment AdvisorCRD 1139046
Donald Nestor
Senior Financial PlannerCRD 1055907
Charles Smith
Founder & PresidentCRD 871804
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Maitland, FL
Orange
Location
Maitland, FL
Headquartered in Maitland, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.
- Metro area
- Orlando-Lakeland-Deltona, FL
- Region
- South
- County
- Orange
- Address
- 698 N Maitland Ave
- Time zone
- ET (UTC-5)
- Office locations
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