RCM Securities

Broker-DealerFINRA MemberEst. 1985
Total AUM
—
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
15548
Registered since
April 19, 1985

Firm profile

FINTRX

Overview

RCM Securities is organized as a corporation and has been SEC-registered since 1985. The firm is listed in the dataset with a domestic entity and individual ownership mix and is categorized as unclassified. The record identifies the firm as not acting as a capital allocator and not positioning itself as an active ESG investor. It is also not flagged as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. The dataset does not disclose the firm’s business activities or advisory product lineup.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Michael Schilling

    Michael Schilling

    Chief Compliance OfficerCRD 2609624

Contacts

3 of 12
  • John Cox Jr.

    John Cox Jr.

    BrokerCRD 2381930

  • Edmund Sweeney

    Edmund Sweeney

    Managing Director, FounderCRD 4566276

  • Nicholas Weir

    Nicholas Weir

    Vice PresidentCRD 1537065

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
318 W Adams St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth