RBC Global Asset Management (UK) Limited

RIASEC Registered
Total AUM
$178B
Discretionary
$176B
99% of AUM
Avg account
$603M
Accounts
295
Employees
471
Advisory reps
13

Firm details

Headquarters
London,
CRD number
168551
Registered since
September 10, 2013
Custodians
STATE STREET BANK AND TRUST CUSTODIAL SERVICES, BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles67.94%
  • State / Municipal Government10.68%
  • Banking / Thrift Institutions5.62%
  • Pension & Profit Sharing Plans4.54%
  • Investment Companies4.3%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

RBC Global Asset Management (UK) Limited operates as a corporate asset manager focused on hedge fund strategies and related advisory services. The firm serves both individual/family and institutional clients and charges a mix of asset-based fees alongside performance-linked compensation. It is registered with the SEC (since 2013) and identifies as an active ESG investor. On the business side the firm performs CPO/CTA activities and provides portfolio management across vehicles: investment companies, pooled investment vehicles, and institutional or corporate portfolios. Its owner structure is listed as a foreign entity and individual, and it maintains a broad set of industry affiliations that span broker-dealer activity, trust and banking relationships, futures and swap dealer roles, and sponsor/manager positions for pooled vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 44%, Sovereign Bonds 26%, Exchange Traded Equities 21%, US Government Bonds 3%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%, Other 1%44%
  • Investment Grade Corp Bonds44%
  • Sovereign Bonds26%
  • Exchange Traded Equities21%
  • US Government Bonds3%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 7
  • Damon Williams

    Chief Executive OfficerCRD 5530176

  • Erich Gerth

    Erich Gerth

    Chief Executive OfficerCRD 1484380

  • Paul Bromley

    Paul Bromley

    Chief Operating OfficerCRD 6219692

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Contacts

3 of 6
  • Scott Currin

    Head of Financial CrimeCRD 6569692

  • James Pettigrew

    DirectorCRD 5763531

  • Anthony Pickering

    Anthony Pickering

    Head of Business DevelopmentCRD 7499281

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

London, null

Location

London, null

Headquartered in London, null.

Address
100 Bishopsgate
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth