RBA Wealth Management, LLC
Firm details
- Headquarters
- Newport Beach, California
- CRD number
- 291029
- Registered since
- December 20, 2017
- Website
- rba-wealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI51.08%
- Individuals44.24%
- Pension & Profit Sharing Plans4.51%
- Charitable Organizations0.16%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
RBA Wealth Management, LLC is an independent RIA organized as an LLC and registered with the SEC in 2017. The firm is owned by an individual and serves both high-net-worth individuals and families as well as institutional clients. Its advisory offerings include financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Fee arrangements include percentage-of-AUM billing and fixed fees. The firm is not positioned as a capital allocator and does not identify as an active ESG investor. Industry affiliations include relationships with a broker-dealer and an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities61%
- Investment Grade Corp Bonds19%
- Public Funds/Mutual Funds12%
- US Government Bonds3%
- Cash & Cash Equivalents3%
Owners & executives
2 of 2Mark Deily
Chief Executive OfficerCRD 4253301
Nicole Plumlee
Chief Operating OfficerCRD 2381800
Contacts
2 of 2
Matthew Bradley
PresidentCRD 4091214
John Wolfe
Wealth ManagerCRD 8119775
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 22Active vs passive
$19.3M in ETFs
100%
$19.3M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INFORMATION TECHNOLOGY INDEX FUND (VGT) | Vanguard | Passive | Technology | $4.4M | 36,856 | 22.85% |
Location
Newport Beach, CA
Orange
Location
Newport Beach, CA
Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 520 Newport Center Dr
- Time zone
- PT (UTC-8)
- Office locations
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