Engaged Capital

RIASEC RegisteredEst. 2012
Total AUM
$432M
Discretionary
$432M
100% of AUM
Avg account
$54M
Accounts
8
Employees
11
Advisory reps
7

Firm details

Headquarters
Newport Beach, California
CRD number
161251
Registered since
September 25, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Engaged Capital operates as a limited liability company that manages pooled investment vehicles for institutional clients. The firm is SEC-registered (since 2012) and presents itself as a hybrid manager with hedge fund and private equity capabilities. It performs portfolio management for pooled vehicles and is also registered as a commodity pool operator/commodity trading advisor (CPO/CTA). Compensation blends a percentage-of-AUM fee with performance-based fees. The firm reports being an active ESG investor and is organized under domestic ownership structures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Andrew Jung

    Andrew Jung

    Chief Financial OfficerCRD 7356565

  • Glenn Welling

    Glenn Welling

    Principal and Chief Investment OfficerCRD 4577951

  • Richard Spector

    Richard Spector

    Chief Operating OfficerCRD 2304949

Contacts

3 of 4
  • Carl Paulsen

    Director Of Risk ManagementCRD 8221596

  • Blake Zacharias

    PartnerCRD 8221600

  • Kenneth Kempf

    Kenneth Kempf

    Senior AnalystCRD 5004741

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
610 Newport Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth